Asserting its “profound interest,” the Department of Labor has provided a federal court with its insights on a case involving pension risk transfers — and a roadmap for fiduciaries to apply going ...

As these may also be of interest to our readers here, I wanted to link to a couple of recent op-eds. As to the first, I drafted one with Joe Peiffer about FINRA's expungement process. It ran in ...

Michael Woomer is among the chorus of retirement plan professionals telling plan sponsors that managing fiduciary risk is about having processes in place. Woomer, senior vice president of ...

Experts discuss the ripple effect of the Department of Labor’s proposed fiduciary rule amendments. The lines are being drawn over the supporters and detractors of the proposed amendments to the ...

A group of 11 industry trade associations sent a letter to the U.S. Department of Labor and others expressing concerns about the regulatory process with regard to the Department of Labor’s proposed ...

But positive change has come in the form of the Consolidated Appropriations Act of 2021 (CAA), adding transparency and accountability to the market. So why are people so scared? Because change — even ...

Operational challenges come with offering advice. The financial services profession is debating whether or not a practitioner is acting as a fiduciary when he or she delivers advice and services to ...

Prepare yourself; it’s going to get tougher to do the right thing, with the right people, at the right time. Here are some steps you can take to improve fiduciary outcomes this year. 1. Learn how to ...

RED BANK, NJ, UNITED STATES, December 18, 2024 /EINPresswire.com/ -- Fiduciary In A Box Launches Retirement Module to Revolutionize Fiduciary Compliance Fiduciary In ...